Plan Snapshot
- Plan Sponsor: Stew Leonard'S
- Sponsor EIN: 060691207
- Sponsor Address: 100 WESTPORT AVENUE, NORWALK, CT, 068513915
- Plan Type: 401(k)
- Total Participants: 1,646
- Total Assets: $115.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,646 | $115.3M | $1.7M | $5.4M |
| 2023 | 1,594 | $108.4M | $1.8M | $5.3M |
| 2022 | 1,527 | $93.5M | $1.7M | $5.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | NONE | $140,492 | — | $140,492 |
| VANGUARD ADVISERS INC. | NONE | $21,074 | — | $21,074 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE VANGUARD GROUP, INC. — NONE
- VANGUARD ADVISERS INC. — NONE
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $161,566
- Estimated Expense Ratio: 0.140% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $153,916 | — | — | — | — |
| 2023 | $125,099 | — | — | — | — |
| 2022 | $80,694 | — | — | — | — |