Plan Snapshot
- Plan Sponsor: Steven-Robert Originals, LLC
- Sponsor EIN: 841318535
- Sponsor Address: 2780 TOWER ROAD, AURORA, CO, 80011
- Plan Type: 401(k)
- Total Participants: 1,593
- Total Assets: $6.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,593 | $6.5M | $199,879 | $1.1M |
| 2023 | 1,542 | $5.9M | $164,651 | $956,295 |
| 2022 | 1,746 | $4.7M | $167,623 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | Recordkeeper | $29,717 | — | $29,717 |
| WELLS FARGO CLEARING SERVICES, LLC | Investment Advisor | — | $7,411 | $7,411 |
| RBC CAPITAL MARKETS LLC | Recordkeeper | — | $6,568 | $6,568 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WELLS FARGO CLEARING SERVICES, LLC — Investment Advisor
- RBC CAPITAL MARKETS LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $43,696
- Estimated Expense Ratio: 0.674% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $30,280 | $730 | $26,900 | — | — |
| 2023 | $11,344 | $594 | $8,450 | — | — |
| 2022 | $40,134 | — | — | — | — |