Plan Snapshot
- Plan Sponsor: Stephens Shared Services LLC
- Sponsor EIN: 272059091
- Sponsor Address: PO BOX 3507, LITTLE ROCK, AR, 72203
- Plan Type: 401(k)
- Total Participants: 1,399
- Total Assets: $409.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,399 | $409.3M | $4.2M | $16.0M |
| 2023 | 1,384 | $360.2M | $3.3M | $15.4M |
| 2022 | 1,319 | $309.1M | $4.3M | $14.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BAKER TILLY US LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $180,965 | $180,965 | — | — | — |
| 2023 | $206,472 | $206,472 | — | — | — |
| 2022 | $208,505 | $208,505 | — | — | — |