Plan Snapshot
- Plan Sponsor: Stephens Institute Dba Academy Of Art University
- Sponsor EIN: 941637804
- Sponsor Address: 79 NEW MONTGOMERY STREET, SAN FRANCISCO, CA, 94105
- Plan Type: 401(k)
- Total Participants: 1,132
- Total Assets: $85.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,132 | $85.6M | $2,596 | $3.5M |
| 2023 | 1,399 | $79.2M | $0 | $4.0M |
| 2022 | 1,216 | $68.4M | $2,725 | $3.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALMICH & ASSOCIATES | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ALMICH & ASSOCIATES — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $199,852 | $145,900 | $24,944 | — | — |
| 2023 | $184,552 | $66,430 | $5,840 | — | — |
| 2022 | $300,023 | $239,193 | $50,836 | — | $9,994 |