Plan Snapshot
- Plan Sponsor: Stellantis Financial Services, INC.
- Sponsor EIN: 760273052
- Sponsor Address: 5757 WOODWAY DR., HOUSTON, TX, 77057
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 1,192
- Total Assets: $44.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,192 | $44.6M | $2.6M | $5.4M |
| 2023 | 1,015 | $32.1M | $2.3M | $4.4M |
| 2022 | 789 | $20.7M | $1.1M | $2.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $114,691 | — | $114,691 |
| WORLD INVESTMENT ADVISORS LLC | Investment Advisor | $48,298 | — | $48,298 |
| NOVA 401(K) ASSOCIATES | Other Service Provider | $32,640 | $10,000 | $42,640 |
| ASSUREDPARTNERS CAPITAL INC | Investment Advisor | $41,440 | — | $41,440 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $30,598 | — | $30,598 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $277,667
- Estimated Expense Ratio: 0.623% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $236,895 | — | $236,895 | — | — |
| 2023 | $153,385 | $153,385 | — | — | — |
| 2022 | $100,522 | $100,522 | — | — | — |