Plan Snapshot
- Plan Sponsor: Stein Garden Centers, INC.
- Sponsor EIN: 390965827
- Sponsor Address: 5400 S. 27TH STREET, MILWAUKEE, WI, 532213726
- Plan Type: 401(k)
- Total Participants: 236
- Total Assets: $15.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 236 | $15.3M | $254,948 | $585,899 |
| 2023 | 226 | $14.3M | $258,384 | $584,265 |
| 2022 | 206 | $13.7M | $263,535 | $605,202 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | RECORDKEEPER | $43,057 | — | $43,057 |
| ROBERT W. BAIRD & CO. INC. | INVESTMENT ADVISORY-PLAN | $37,408 | — | $37,408 |
| CHORTEK LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS — RECORDKEEPER
- CHORTEK LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $80,465
- Estimated Expense Ratio: 0.525% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $84,183 | $37,408 | $46,775 | — | — |
| 2023 | $69,885 | $33,037 | $36,848 | — | — |
| 2022 | $58,198 | $35,471 | $22,727 | — | — |