Plan Snapshot
- Plan Sponsor: State Roofing Systems, INC.
- Sponsor EIN: 942743961
- Sponsor Address: 15444 HESPERIAN BLVD., SAN LEANDRO, CA, 94578
- Plan Type: 401(k)
- Total Participants: 94
- Total Assets: $7.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 94 | $7.9M | $256,902 | $284,680 |
| 2023 | 94 | $7.5M | $405,910 | $301,060 |
| 2022 | 88 | $6.2M | $330,394 | $289,894 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER SMITH | INVESTMENT ADVISOR | $30,112 | — | $30,112 |
| HICKS PENSION SERVICES | CONTRACT ADMINISTRATOR | $1,450 | $3,665 | $5,115 |
| JOHNSTON, GREMAUX & ROSSI, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHNSTON, GREMAUX & ROSSI, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $35,227
- Estimated Expense Ratio: 0.445% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $42,882 | — | $42,882 | — | — |
| 2023 | $37,466 | — | $37,466 | — | — |
| 2022 | — | — | — | — | — |