Plan Snapshot
- Plan Sponsor: Spot And Company Of Manhattan, I
- Sponsor EIN: 133941857
- Sponsor Address: 1441 BROADWAY, 27TH FLOOR, NEW YORK, NY, 10018
- Plan Type: 401(k)
- Total Participants: 72
- Total Assets: $7.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 72 | $7.2M | $79,816 | $464,064 |
| 2023 | 63 | $6.6M | $127,173 | $400,344 |
| 2022 | 55 | $6.5M | $105,983 | $296,312 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | RECORD KEEPER | $8,678 | — | $8,678 |
| WELLS FARGO | N/A | $7,265 | — | $7,265 |
| RSM US LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
- RSM US LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $15,943
- Estimated Expense Ratio: 0.221% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $30,129 | $7,265 | — | — | — |
| 2023 | $805 | — | — | — | — |
| 2022 | $555 | — | — | — | — |