Plan Snapshot
- Plan Sponsor: Spot Ai, INC.
- Sponsor EIN: 824422201
- Sponsor Address: 1350 OLD BAYSHORE HIGHWAY #920, BURLINGAME, CA, 94010
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 132
- Total Assets: $8.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 132 | $8.2M | $0 | $0 |
| 2024 | 99 | $6.4M | $693,458 | $1.3M |
| 2023 | 108 | $4.0M | $673,679 | $1.1M |
| 2022 | 98 | $1.9M | $472,527 | $741,104 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GUIDELINE INVESTMENTS | Custodian / Trustee | $8,925 | — | $8,925 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $8,925
- Estimated Expense Ratio: 0.109% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,389,448 | — | — | $8,925 | — |
| 2024 | $5,533 | $4,093 | — | — | — |
| 2023 | $362,921 | — | — | — | — |
| 2022 | $72,740 | — | — | — | — |