Plan Snapshot
- Plan Sponsor: Spicer Jeffries & Co LLP
- Sponsor EIN: 841210311
- Sponsor Address: 4601 DTC BLVD STE 700, DENVER, CO, 802372568
- Plan Type: 401(k)
- Total Participants: 97
- Total Assets: $5.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 97 | $5.3M | $134,981 | $922,663 |
| 2023 | 101 | $4.0M | $131,610 | $742,132 |
| 2022 | 105 | $3.2M | $75,974 | $670,590 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRIME CAPITAL INVESTMENT ADVISORS, | Investment Advisor | $18,665 | — | $18,665 |
| PAYCHEX, INC. | Recordkeeper | $8,767 | — | $8,767 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PAYCHEX, INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $27,432
- Estimated Expense Ratio: 0.514% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $28,032 | $18,665 | $8,507 | — | — |
| 2023 | $22,538 | $14,692 | $7,416 | — | — |
| 2022 | $18,404 | $13,026 | $5,378 | — | — |