Plan Snapshot
- Plan Sponsor: Sperry Rail, INC.
- Sponsor EIN: 060917470
- Sponsor Address: 5 RESEARCH DRIVE, SHELTON, CT, 06484
- Plan Type: 401(k)
- Total Participants: 367
- Total Assets: $37.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 367 | $37.7M | $590,603 | $1.7M |
| 2023 | 362 | $30.6M | $526,747 | $1.5M |
| 2022 | 336 | $24.7M | $572,135 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | Auditor | $26,400 | — | $26,400 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $26,400
- Estimated Expense Ratio: 0.070% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $108,913 | $21,536 | — | $26,400 | — |
| 2023 | $86,939 | $20,909 | — | — | — |
| 2022 | $76,142 | $20,300 | — | — | $12,000 |