Plan Snapshot
- Plan Sponsor: Specialized Retail Stores LLC
- Sponsor EIN: 461425563
- Sponsor Address: 1901 HARBOR BLVD, COSTA MESA, CA, 92627
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 773
- Total Assets: $11.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 773 | $11.1M | $1.6M | $1.8M |
| 2023 | 807 | $7.9M | $1.0M | $1.1M |
| 2022 | 366 | $1.5M | $618,148 | $726,384 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $39,937 | — | $39,937 |
| NEWFRONT RETIREMENT SERVICES | Investment Advisor | $10,373 | — | $10,373 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $50,310
- Estimated Expense Ratio: 0.453% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $50,300 | — | — | — | — |
| 2023 | $150 | — | — | — | — |
| 2022 | $44,013 | — | — | — | — |