Plan Snapshot
- Plan Sponsor: Spaulding Clinical Research
- Sponsor EIN: 260647166
- Sponsor Address: 525 S. SILVERBROOK DRIVE, WEST BEND, WI, 53095
- Plan Type: 401(k)
- Total Participants: 131
- Total Assets: $5.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 131 | $5.0M | $330,876 | $616,964 |
| 2023 | 139 | $4.3M | $456,522 | $723,671 |
| 2022 | 162 | $2.8M | $294,578 | $591,809 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | Recordkeeper | $15,337 | — | $15,337 |
| GLOBAL RETIREMENT PARTNERS | Investment Advisor | $10,965 | — | $10,965 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS — Recordkeeper
- GLOBAL RETIREMENT PARTNERS — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $26,302
- Estimated Expense Ratio: 0.524% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $36,850 | — | $36,850 | — | — |
| 2023 | $35,736 | — | $35,736 | — | — |
| 2022 | $26,857 | — | $26,857 | — | — |