Plan Snapshot
- Plan Sponsor: Spartan Management LLC
- Sponsor EIN: 274384090
- Sponsor Address: 66 WATER STREET, ASHLAND, OR, 97520
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 364
- Total Assets: $5.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 364 | $5.1M | $0 | $510,340 |
| 2024 | 355 | $4.2M | $0 | $511,575 |
| 2023 | 354 | $3.9M | $0 | $607,860 |
| 2022 | 375 | $3.7M | $0 | $705,521 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $27,681 | — | $27,681 |
| D A DAVIDSON & CO INC | Investment Advisor | — | $17,649 | $17,649 |
| PROFESSIONAL BENEFIT SERVICES, INC. | Recordkeeper | $3,687 | $1,765 | $5,452 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- D A DAVIDSON & CO INC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $50,782
- Estimated Expense Ratio: 0.991% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $308,351 | — | — | — | — |
| 2024 | $31,370 | — | $31,370 | — | — |
| 2023 | $34,885 | — | $31,545 | — | — |
| 2022 | $27,956 | — | $27,956 | — | — |