Plan Snapshot
- Plan Sponsor: Southwestern/Great American, INC.
- Sponsor EIN: 621147144
- Sponsor Address: 2451 ATRIUM WAY, NASHVILLE, TN, 372145102
- Plan Type: 401(k)
- Total Participants: 253
- Total Assets: $37.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 253 | $37.8M | $388,658 | $1.7M |
| 2023 | 243 | $41.3M | $743,997 | $1.5M |
| 2022 | 246 | $37.6M | $712,358 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BLANKENSHIP CPA GROUP, PLLC | Auditor | $4,000 | — | $4,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $4,000
- Estimated Expense Ratio: 0.011% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $96,601 | — | $92,601 | $4,000 | — |
| 2023 | $88,724 | — | $88,724 | — | — |
| 2022 | $78,817 | — | $78,817 | — | — |