Plan Snapshot
- Plan Sponsor: Southwest Stage Funding, LLC Dba Cascade Financial Services
- Sponsor EIN: 522321476
- Sponsor Address: 2290 EAST YEAGER DRIVE, CHANDLER, AZ, 85286
- Plan Type: 401(k)
- Total Participants: 278
- Total Assets: $11.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 278 | $11.6M | $387,714 | $1.7M |
| 2023 | 353 | $9.8M | $426,412 | $1.7M |
| 2022 | 383 | $6.7M | $390,018 | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FORVIS MAZARS LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FORVIS MAZARS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $54,781 | $5,624 | — | — | — |
| 2023 | $44,919 | $5,581 | — | — | — |
| 2022 | $33,220 | $1,491 | — | — | — |