Plan Snapshot
- Plan Sponsor: Southwest Ohio Ent Specialists, INC.
- Sponsor EIN: 310644802
- Sponsor Address: 1222 SOUTH PATTERSON BLVD, DAYTON, OH, 45402
- Plan Type: 401(k)
- Total Participants: 128
- Total Assets: $29.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 128 | $29.8M | $878,166 | $891,009 |
| 2023 | 117 | $24.3M | $810,936 | $832,833 |
| 2022 | 112 | $19.7M | $734,011 | $727,029 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EVERHART ADVISORS | INVESTEMENT ADVISORY | $42,231 | — | $42,231 |
| TRANSAMERICA RETIREMENT SOLUTIONS | RECORDKEEPER | $6,583 | — | $6,583 |
| BARNES, DENNIG, & CO., LTD. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- EVERHART ADVISORS — INVESTEMENT ADVISORY
- TRANSAMERICA RETIREMENT SOLUTIONS — RECORDKEEPER
- BARNES, DENNIG, & CO., LTD. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,814
- Estimated Expense Ratio: 0.164% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $52,480 | — | — | — | — |
| 2023 | $44,672 | — | — | — | — |
| 2022 | $41,538 | — | — | — | — |