Plan Snapshot
- Plan Sponsor: Southwest Medical Resources In
- Sponsor EIN: 743100706
- Sponsor Address: PO BOX 3400, ONTARIO, CA, 917610940
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 72
- Total Assets: $3.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 72 | $3.9M | $158,083 | $204,684 |
| 2023 | 71 | $3.4M | $160,892 | $239,424 |
| 2022 | 64 | $2.7M | $151,436 | $249,978 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PAYCHEX, INC. | Recordkeeper | $11,940 | — | $11,940 |
| RESOURCES INVESTMENT ADVISORS, LLC | Investment Advisor | $6,657 | — | $6,657 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PAYCHEX, INC. — Recordkeeper
- RESOURCES INVESTMENT ADVISORS, LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $18,597
- Estimated Expense Ratio: 0.479% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $21,758 | $9,112 | $11,786 | — | — |
| 2023 | $17,516 | $7,424 | $688 | — | — |
| 2022 | $17,066 | $7,914 | $9,152 | — | — |