Plan Snapshot
- Plan Sponsor: Southwest Glass & Glazing, INC.
- Sponsor EIN: 850203475
- Sponsor Address: 7301 BLUEWATER RD NW, ALBUQUERQUE, NM, 87121
- Plan Type: 401(k)
- Total Participants: 152
- Total Assets: $6.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 152 | $6.7M | $492,422 | $407,688 |
| 2023 | 143 | $5.4M | $578,919 | $381,952 |
| 2022 | 142 | $4.3M | $439,390 | $289,591 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PELTIER, GUSTAFSON, & MILLER, P.A. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $91,625 | $25,700 | $65,925 | — | — |
| 2023 | $91,298 | $20,450 | $41,848 | $29,000 | — |
| 2022 | $72,943 | — | $72,943 | — | — |