Plan Snapshot
- Plan Sponsor: Southern California Orthopedic Institute, LP
- Sponsor EIN: 953150156
- Sponsor Address: 6815 NOBLE AVENUE, VAN NUYS, CA, 91405
- Plan Type: DC
- Total Participants: 158
- Total Assets: $26.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 158 | $26.5M | $2.0M | $0 |
| 2023 | 127 | $27.8M | $1.8M | $0 |
| 2022 | 115 | $23.7M | $1.4M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP,INC. | Recordkeeper | $16,990 | — | $16,990 |
| HCVT CERTIFIED PUBLIC ACCTS | Auditor | $11,500 | — | $11,500 |
| MORGAN STANLEY SMITH BARNEY LLC | Recordkeeper | $10,000 | — | $10,000 |
| ACTUARIAL BENEFITS CORP. | Recordkeeper | $8,638 | — | $8,638 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP,INC. — Recordkeeper
- HCVT CERTIFIED PUBLIC ACCTS — Auditor
- MORGAN STANLEY SMITH BARNEY LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $47,128
- Estimated Expense Ratio: 0.178% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $47,127 | $47,127 | — | — | — |
| 2023 | $41,777 | $41,777 | — | — | — |
| 2022 | $50,021 | — | — | — | — |