Plan Snapshot
- Plan Sponsor: South Denver Cardiology
- Sponsor EIN: 840639881
- Sponsor Address: 1000 SOUTHPARK DRIVE, LITTLETON, CO, 801205654
- Plan Type: 401(k)
- Total Participants: 271
- Total Assets: $50.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 271 | $50.7M | $1.7M | $1.7M |
| 2023 | 196 | $47.0M | $1.6M | $1.5M |
| 2022 | 166 | $38.3M | $1.4M | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NOBLE WEALTH MANAGEMENT P.B.C. | Investment Advisor | — | $36,585 | $36,585 |
| NORTHWESTERN MUTUAL WEALTH MGMT CO | Investment Advisor | — | $11,667 | $11,667 |
| MERRILL LYNCH PIERCE FENNER SMITH | Investment Advisor | — | $8,833 | $8,833 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NORTHWESTERN MUTUAL WEALTH MGMT CO — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $57,085
- Estimated Expense Ratio: 0.113% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $98,498 | — | $98,498 | — | — |
| 2023 | $106,195 | — | $106,195 | — | — |
| 2022 | $113,280 | — | $113,280 | — | — |