Plan Snapshot
- Plan Sponsor: Sonoma Media Investments
- Sponsor EIN: 454946776
- Sponsor Address: 416 B STREET, SUITE C, SANTA ROSA, CA, 95401
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 97 | $6.8M | $0 | $599,105 |
| 2023 | 104 | $5.8M | $0 | $613,496 |
| 2022 | 163 | $5.3M | $0 | $704,195 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | Investment Advisor | $17,937 | — | $17,937 |
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $17,468 | — | $17,468 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $35,405
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $7,487,393 | $16,572 | — | — | — |
| 2024 | $38,328 | $20,860 | — | — | — |
| 2023 | $34,636 | $18,453 | — | — | — |
| 2022 | $26,221 | $13,678 | $12,543 | — | — |