Plan Snapshot
- Plan Sponsor: Sondermind, INC.
- Sponsor EIN: 823006071
- Sponsor Address: 1099 18TH ST, DENVER, CO, 80202
- Plan Type: 401(k)
- Total Participants: 261
- Total Assets: $12.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 261 | $12.5M | $1.0M | $2.0M |
| 2023 | 275 | $10.0M | $1.0M | $2.1M |
| 2022 | 280 | $6.0M | $952,473 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $24,403 | — | $24,403 |
| ALPHA CAPITAL MANAGEMENT GROUP | ADVISOR | $12,054 | — | $12,054 |
| LPL FINANCIAL LLC | ADVISOR | $7,313 | — | $7,313 |
| BROCK AND COMPANY CPAS PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- LPL FINANCIAL LLC — ADVISOR
- BROCK AND COMPANY CPAS PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $43,770
- Estimated Expense Ratio: 0.350% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $43,770 | $19,367 | — | — | — |
| 2023 | $44,937 | $14,946 | $715 | — | — |
| 2022 | $40,096 | — | $40,096 | — | — |