Plan Snapshot
- Plan Sponsor: Smugglers' Notch Management Company Ltd
- Sponsor EIN: 030284345
- Sponsor Address: 4323 VT ROUTE 108 SOUTH, JEFFERSONVILLE, VT, 05464
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 637
- Total Assets: $11.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 637 | $11.1M | $0 | $0 |
| 2024 | 586 | $9.1M | $147,937 | $749,297 |
| 2023 | 602 | $8.1M | $140,682 | $578,266 |
| 2022 | 349 | $6.6M | $110,776 | $420,050 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MCSOLEY MCCOY & CO | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $288,534 | — | $4,358 | — | — |
| 2024 | $7,581 | — | $7,581 | — | — |
| 2023 | $4,852 | — | $4,852 | — | — |
| 2022 | $17,666 | — | $17,666 | — | — |