Plan Snapshot
- Plan Sponsor: Smithbucklin Corporation
- Sponsor EIN: 412078828
- Sponsor Address: 330 N. WABASH AVENUE, CHICAGO, IL, 60611
- Plan Type: 401(k)
- Total Participants: 633
- Total Assets: $242.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 633 | $242.5M | $3.2M | $6.2M |
| 2023 | 670 | $239.3M | $3.3M | $6.1M |
| 2022 | 652 | $202.9M | $2.8M | $5.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $303,050 | — | $303,050 |
| INVESTMENT CONSULTANTS | INVESTMENT ADVISORY | — | $50,000 | $50,000 |
| GREATBANC | TRUSTEE | — | $43,260 | $43,260 |
| TRAVELERS INSURANCE | OTHER SERVICES | — | $36,050 | $36,050 |
| RSM US LLP | ACCOUNTANT | — | $19,900 | $19,900 |
| LEVENFELD PEARLSTEIN, LLC | LEGAL | — | $7,516 | $7,516 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $459,776
- Estimated Expense Ratio: 0.190% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $459,776 | $50,000 | $303,050 | $19,900 | — |
| 2023 | $283,564 | — | $283,564 | — | — |
| 2022 | $265,072 | — | $265,072 | — | — |