Plan Snapshot
- Plan Sponsor: Smith-Emery International, INC.
- Sponsor EIN: 953072721
- Sponsor Address: 791 EAST WASHINGTON BLVD, LOS ANGELES, CA, 900213043
- Plan Type: DC
- Total Participants: 159
- Total Assets: $13.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 159 | $13.5M | $0 | $580,517 |
| 2023 | 155 | $12.8M | $0 | $549,798 |
| 2022 | 138 | $11.4M | $0 | $553,637 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MANAGEMENT | $39,057 | — | $39,057 |
| INDEPENDENT FINANCIAL GROUP LLC | BROKER/ADVISER | — | $28,101 | $28,101 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORD KEEPER | $17,453 | — | $17,453 |
| ACTUARIAL BENEFITS CORP. | CONTRACT ADMINISTRATOR | — | $10,000 | $10,000 |
| LUCAS,HORFALL,MURPHY,&PINDROH,LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LUCAS,HORFALL,MURPHY,&PINDROH,LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $94,611
- Estimated Expense Ratio: 0.699% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $54,989 | — | $54,989 | — | — |
| 2023 | $51,785 | — | $51,785 | — | — |
| 2022 | $54,842 | — | $54,842 | — | — |