Plan Snapshot
- Plan Sponsor: Smile Doctors LLC
- Sponsor EIN: 473435755
- Sponsor Address: 5400 LBJ FREEWAY, DALLAS, TX, 75240
- Plan Type: 401(k)
- Total Participants: 3,668
- Total Assets: $51.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,668 | $51.5M | $1.1M | $9.4M |
| 2023 | 3,421 | $34.9M | $856,663 | $7.9M |
| 2022 | 3,002 | $17.8M | $965,069 | $6.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERITAS LIFE INSURANCE CORP | NONE | $128,928 | — | $128,928 |
| CHARLES SCHWAB BANK | NONE | $9,054 | — | $9,054 |
| BAKER TILLY VIRCHOW KRAUSE, LLP | NONE | $7,383 | — | $7,383 |
| FORVIS MAZARS, LLP | Auditor | $7,383 | — | $7,383 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- AMERITAS LIFE INSURANCE CORP — NONE
- CHARLES SCHWAB BANK — NONE
- BAKER TILLY VIRCHOW KRAUSE, LLP — NONE
- FORVIS MAZARS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $152,748
- Estimated Expense Ratio: 0.297% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $145,366 | — | $128,929 | $7,383 | — |
| 2023 | $49,282 | — | $7,657 | $13,125 | — |
| 2022 | $30,612 | — | $20,112 | — | $10,500 |