Plan Snapshot
- Plan Sponsor: Smarthealth, INC.
- Sponsor EIN: 860225261
- Sponsor Address: 3400 EAST MCDOWELL ROAD, PHOENIX, AZ, 85008
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 329
- Total Assets: $35.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 329 | $35.9M | $0 | $0 |
| 2024 | 229 | $31.0M | $319,086 | $1.2M |
| 2023 | 249 | $27.1M | $369,115 | $1.3M |
| 2022 | 238 | $24.6M | $326,320 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | Other Service Provider | $38,949 | — | $38,949 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $38,949
- Estimated Expense Ratio: 0.109% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,506,149 | $1,972 | — | — | — |
| 2024 | $40,265 | $8,065 | — | — | — |
| 2023 | $30,408 | $1,019 | — | — | — |
| 2022 | $46,977 | $5,000 | — | — | — |