Plan Snapshot
- Plan Sponsor: Smart Technologies Corp.
- Sponsor EIN: 880411936
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 90
- Total Assets: $11.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 90 | $11.2M | $255,814 | $627,041 |
| 2023 | 78 | $10.8M | $240,467 | $648,339 |
| 2022 | 105 | $9.0M | $320,823 | $840,532 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $62,621 | — | $62,621 |
| CAMBRIDGE INVESTMENT RESEARCH INC | Investment Advisor | — | $35,627 | $35,627 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $11,304 | — | $11,304 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $109,552
- Estimated Expense Ratio: 0.982% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $73,925 | $11,304 | — | — | — |
| 2023 | $57,339 | $5,667 | — | — | — |
| 2022 | $54,349 | $3,785 | $50,564 | — | — |