Plan Snapshot
- Plan Sponsor: Simulstat, INC.
- Sponsor EIN: 912138259
- Sponsor Address: 440 STEVENS AVE, SOLANA BEACH, CA, 92075
- Plan Type: 401(k)
- Total Participants: 79
- Total Assets: $17.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 79 | $17.0M | $337,607 | $1.1M |
| 2023 | 89 | $13.9M | $345,769 | $1.1M |
| 2022 | 73 | $10.8M | $344,356 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | INVESTMENT/FINANCIAL ADVI | $38,343 | — | $38,343 |
| JGD & ASSOCIATES | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES, INC. — INVESTMENT/FINANCIAL ADVI
- JGD & ASSOCIATES — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $38,343
- Estimated Expense Ratio: 0.226% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $40,918 | $38,343 | — | — | — |
| 2023 | $32,590 | $30,605 | — | — | — |
| 2022 | $33,002 | — | — | — | — |