Plan Snapshot
- Plan Sponsor: Simon Pearce (Us) LLC
- Sponsor EIN: 030278920
- Sponsor Address: 109 PARK ROAD, WINDSOR, VT, 05089
- Plan Type: 401(k)
- Total Participants: 261
- Total Assets: $18.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 261 | $18.7M | $307,574 | $1.2M |
| 2023 | 234 | $16.2M | $355,079 | $1.0M |
| 2022 | 241 | $13.9M | $430,668 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | Recordkeeper | $39,972 | — | $39,972 |
| PENSIONMARK FINANCIAL GROUP LLC | Other Service Provider | $18,269 | — | $18,269 |
| WORLD INVESTMENT ADVISORS | Other Service Provider | $6,149 | — | $6,149 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE VANGUARD GROUP, INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $64,390
- Estimated Expense Ratio: 0.344% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $64,390 | $24,418 | $39,972 | — | — |
| 2023 | $58,409 | $23,707 | $34,702 | — | — |
| 2022 | $53,376 | $23,016 | $30,360 | — | — |