Plan Snapshot
- Plan Sponsor: Siena College
- Sponsor EIN: 141338498
- Sponsor Address: 515 LOUDON RD, LOUDONVILLE, NY, 122111462
- Plan Type: 403(b)
- Total Participants: 922
- Total Assets: $257.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 922 | $257.2M | $4.3M | $4.0M |
| 2023 | 932 | $240.5M | $4.2M | $3.8M |
| 2022 | 926 | $212.5M | $4.0M | $3.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TIAA TEACHERS INSURANCE & ANNUITY A | Recordkeeper | $145,767 | — | $145,767 |
| FIDUCIENT ADVISORS, LLC | Other Service Provider | $45,651 | — | $45,651 |
| UHY LLP | Auditor | $19,608 | — | $19,608 |
| BARCLAY DAMON LLC | ERISA Attorney | $5,414 | — | $5,414 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TIAA TEACHERS INSURANCE & ANNUITY A — Recordkeeper
- UHY LLP — Auditor
- BARCLAY DAMON LLC — ERISA Attorney
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $216,440
- Estimated Expense Ratio: 0.084% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $216,440 | — | $216,440 | — | — |
| 2023 | $183,883 | — | $183,882 | $1 | — |
| 2022 | $174,178 | — | $174,178 | — | — |