Plan Snapshot
- Plan Sponsor: Siebert Williams Shank & Co., LLC
- Sponsor EIN: 133932653
- Sponsor Address: 100 WALL ST, 18TH FLOOR, NEW YORK CITY, NY, 10005
- Plan Type: 401(k)
- Total Participants: 146
- Total Assets: $57.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 146 | $57.5M | $1.2M | $2.8M |
| 2023 | 143 | $51.2M | $1.1M | $2.7M |
| 2022 | 134 | $44.4M | $977,003 | $2.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GRASSI & CO., CPAS P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GRASSI & CO., CPAS P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,415 | — | $1,415 | — | — |
| 2023 | $1,810 | — | $1,810 | — | — |
| 2022 | $925 | — | $925 | — | — |