Plan Snapshot
- Plan Sponsor: Shea, Carr & Jewell, INC.
- Sponsor EIN: 204834444
- Sponsor Address: 8730 TALLON LANE NE, LACEY, WA, 985166609
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 170
- Total Assets: $13.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 170 | $13.3M | $0 | $0 |
| 2024 | 128 | $11.7M | $0 | $1.1M |
| 2023 | 135 | $11.6M | $0 | $1.1M |
| 2022 | 124 | $9.9M | $747 | $999,580 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $26,818 | — | $26,818 |
| DUNCAN & HALEY, LTD | Investment Advisor | $5,025 | — | $5,025 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $31,843
- Estimated Expense Ratio: 0.239% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,253,947 | $5,025 | $26,818 | — | — |
| 2024 | $24,326 | — | $24,326 | — | — |
| 2023 | $22,070 | — | $22,070 | — | — |
| 2022 | $21,192 | — | $21,192 | — | — |