Plan Snapshot
- Plan Sponsor: Sfe Intermediate Holdco, LLC.
- Sponsor EIN: 822192226
- Sponsor Address: 9366 E RAINTREE DR, SCOTTSDALE, AZ, 85260
- Plan Type: 401(k)
- Total Participants: 8,163
- Total Assets: $12.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 8,163 | $12.5M | $35,511 | $2.6M |
| 2023 | 7,316 | $10.5M | $82,756 | $2.9M |
| 2022 | 5,199 | $7.5M | $52,757 | $3.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SHAREBUILDER ADVISOR LLC | NONE | $294,181 | — | $294,181 |
| ASCENSUS LLC | NONE | $48,255 | $213,406 | $261,661 |
| EIDE BAILLY, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $555,842
- Estimated Expense Ratio: 4.442% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $342,436 | $294,181 | $48,255 | — | — |
| 2023 | $345,565 | $327,564 | — | $18,001 | — |
| 2022 | $341,149 | $306,181 | $34,968 | — | — |