Plan Snapshot
- Plan Sponsor: Serena & Lily, INC.
- Sponsor EIN: 205856840
- Sponsor Address: 10 LIBERTY SHIP WAY,, SAUSALITO, CA, 94965
- Plan Type: 401(k)
- Total Participants: 457
- Total Assets: $12.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 457 | $12.3M | $0 | $2.2M |
| 2023 | 519 | $10.6M | $18,694 | $2.0M |
| 2022 | 563 | $7.9M | $0 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PORTICO WEALTH ADVISORS, LLC | INVESTMENT/FINANCIAL ADVI | $26,510 | — | $26,510 |
| ADP, INC. | RECORD KEEPER | $12,753 | — | $12,753 |
| CAMPBELL TAYLOR WASHBURN | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $39,263
- Estimated Expense Ratio: 0.320% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $39,263 | $26,510 | — | — | — |
| 2023 | $67,721 | $29,486 | $36,188 | — | — |
| 2022 | $48,591 | $29,717 | $15,254 | — | $3,620 |