Plan Snapshot
- Plan Sponsor: Security-Luebke Roofing, INC.
- Sponsor EIN: 462614838
- Sponsor Address: 3921 E ENDEAVOR DRIVE, APPLETON, WI, 54915
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 100
- Total Assets: $7.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 100 | $7.9M | $0 | $0 |
| 2024 | 99 | $6.7M | $501,169 | $584,259 |
| 2023 | 129 | $5.5M | $406,166 | $649,936 |
| 2022 | 111 | $4.0M | $425,310 | $601,658 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | Investment Advisor | $32,367 | $2 | $32,369 |
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $27,764 | — | $27,764 |
| THE RETIREMENT ADVANTAGE, INC | Recordkeeper | $2,750 | $3,518 | $6,268 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $66,401
- Estimated Expense Ratio: 0.842% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $724,882 | — | $62,881 | — | — |
| 2024 | $53,720 | — | $53,720 | — | — |
| 2023 | $38,127 | — | $38,127 | — | — |
| 2022 | $40,514 | — | $40,514 | — | — |