Plan Snapshot
- Plan Sponsor: Sargent & Lundy Puerto Rico, LLC
- Sponsor EIN: 660949018
- Sponsor Address: 55 EAST MONROE STREET, CHICAGO, IL, 60603
- Plan Type: DC
- Total Participants: 201
- Total Assets: $5.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 201 | $5.8M | $1.0M | $1.3M |
| 2023 | 173 | $3.0M | $690,704 | $877,446 |
| 2022 | 96 | $620,474 | $259,765 | $346,824 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BPPR - POPULAR FIDUCIARY SERVICES | TRUST & RECORDKEEPING FEE | $10,107 | $298 | $10,405 |
| CROWE LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $10,405
- Estimated Expense Ratio: 0.179% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $11,374 | — | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |