Plan Snapshot
- Plan Sponsor: Santa Ynez Band Of Chumash Indians
- Sponsor EIN: 770374673
- Sponsor Address: 3400 EAST HIGHWAY 246, SANTA YNEZ, CA, 93460
- Plan Type: 401(k)
- Total Participants: 2,416
- Total Assets: $144.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,416 | $144.4M | $4.0M | $11.3M |
| 2023 | 2,379 | $120.6M | $3.8M | $10.6M |
| 2022 | 2,406 | $96.9M | $3.6M | $9.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | NONE | $383,609 | — | $383,609 |
| VANGUARD ADVISERS INC. | NONE | $62,109 | — | $62,109 |
| INNOVEST PORTFOLIO SOLUTIONS LLC | NONE | $27,445 | — | $27,445 |
| MILLER KAPLAN ARASE LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE VANGUARD GROUP, INC. — NONE
- VANGUARD ADVISERS INC. — NONE
- MILLER KAPLAN ARASE LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $473,163
- Estimated Expense Ratio: 0.328% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $441,014 | — | — | — | — |
| 2023 | $334,352 | — | — | — | — |
| 2022 | $321,666 | — | — | — | — |