Plan Snapshot
- Plan Sponsor: San Luis Valley Behavioral Health Group, INC.
- Sponsor EIN: 272126155
- Sponsor Address: 8745 COUNTY ROAD 9 SOUTH, ALAMOSA, CO, 811019610
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 172
- Total Assets: $9.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 172 | $9.8M | $0 | $0 |
| 2024 | 142 | $8.1M | $356,847 | $506,247 |
| 2023 | 154 | $7.3M | $358,175 | $490,118 |
| 2022 | 163 | $6.0M | $327,419 | $438,599 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STANCORP FINANCIAL GROUP | Other Service Provider | $49,691 | — | $49,691 |
| IMA ADVISORY SERVICES | Other Service Provider | $28,711 | — | $28,711 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $78,402
- Estimated Expense Ratio: 0.799% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $563,885 | $28,711 | $49,691 | — | — |
| 2024 | $76,346 | $25,431 | $50,915 | — | — |
| 2023 | $71,836 | $21,881 | $49,955 | — | — |
| 2022 | $88,968 | — | $88,968 | — | — |