Plan Snapshot
- Plan Sponsor: San Jose Sharks, LLC
- Sponsor EIN: 731638357
- Sponsor Address: 525 W. SANTA CLARA STREET, SAN JOSE, CA, 95113
- Plan Type: 401(k)
- Total Participants: 484
- Total Assets: $39.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 484 | $39.4M | $461,418 | $1.7M |
| 2023 | 440 | $35.3M | $418,649 | $1.6M |
| 2022 | 369 | $32.7M | $389,336 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MMA SECURITIES LLC | INVESTMENT ADVISORY | $30,127 | — | $30,127 |
| TRANSAMERICA LIFE INSURANCE COMPANY | RECORDKEEPER | $6,696 | — | $6,696 |
| PLANTE & MORAN, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MMA SECURITIES LLC — INVESTMENT ADVISORY
- TRANSAMERICA LIFE INSURANCE COMPANY — RECORDKEEPER
- PLANTE & MORAN, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $36,823
- Estimated Expense Ratio: 0.093% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $36,823 | $30,127 | — | — | — |
| 2023 | $8,624 | — | — | — | — |
| 2022 | $24,976 | $16,800 | — | — | — |