Plan Snapshot
- Plan Sponsor: Saint Arnold Brewing Company
- Sponsor EIN: 760415112
- Sponsor Address: 2000 LYONS AVE., HOUSTON, TX, 77020
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 214
- Total Assets: $14.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 214 | $14.7M | $0 | $0 |
| 2024 | 142 | $12.8M | $369,626 | $575,712 |
| 2023 | 139 | $10.7M | $584,079 | $514,057 |
| 2022 | 121 | $8.7M | $749,965 | $494,021 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EDWARD JONES | Other Service Provider | $44,306 | — | $44,306 |
| NOVA 401(K) ASSOCIATES | Other Service Provider | $2,300 | $22,428 | $24,728 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $18,670 | — | $18,670 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $87,704
- Estimated Expense Ratio: 0.596% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,675,076 | $33,164 | $9,339 | — | — |
| 2024 | $30,185 | $28,185 | $2,000 | — | — |
| 2023 | $25,843 | $23,243 | $2,600 | — | — |
| 2022 | $33,896 | $22,279 | $11,617 | — | — |