Plan Snapshot
- Plan Sponsor: Sag Harbor Industries, INC.
- Sponsor EIN: 111867789
- Sponsor Address: 1668 SAG HARBOR TURNPIKE, SAG HARBOR, NY, 11963
- Plan Type: 401(k)
- Total Participants: 133
- Total Assets: $5.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 133 | $5.2M | $35,548 | $252,022 |
| 2023 | 129 | $4.8M | $36,411 | $254,957 |
| 2022 | 129 | $3.9M | $32,292 | $243,449 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LEE CPA AUDIT GROUP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LEE CPA AUDIT GROUP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $540,922 | — | $2,747 | — | — |
| 2023 | $86,407 | — | $1,563 | — | — |
| 2022 | $1,350 | — | — | — | — |