Plan Snapshot
- Plan Sponsor: S & W Seed Company
- Sponsor EIN: 271275784
- Sponsor Address: 2101 KEN PRATT BLVD, LONGMONT, CO, 80501
- Plan Type: 401(k)
- Total Participants: 66
- Total Assets: $5.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 66 | $5.4M | $312,739 | $635,415 |
| 2023 | 72 | $4.8M | $356,002 | $656,767 |
| 2022 | 87 | $5.5M | $393,054 | $741,884 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BROCK AND COMPANY, CPAS, P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BROCK AND COMPANY, CPAS, P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $15,769 | $12,333 | $3,436 | — | — |
| 2023 | $16,846 | $12,269 | $4,577 | — | — |
| 2022 | $6,835 | $3,007 | $3,828 | — | — |