Plan Snapshot
- Plan Sponsor: S.W. Management LLC
- Sponsor EIN: 133919718
- Sponsor Address: 145 HUGUENOT STREET, 5TH FLOOR, NEW ROCHELLE, NY, 10801
- Plan Type: DC
- Total Participants: 125
- Total Assets: $19.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 125 | $19.5M | $873,724 | $0 |
| 2023 | 128 | $16.9M | $858,395 | $0 |
| 2022 | 132 | $14.0M | $673,453 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STANDARD PENSION SERVICES LLC | THIRD PARTY ADMINISTRATO | — | $8,116 | $8,116 |
| FARBER, BLICHT EYERMAN & HERZOG LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $8,116
- Estimated Expense Ratio: 0.042% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $9,609 | $4,909 | $3,450 | — | — |
| 2023 | $4,023 | $1,179 | $2,450 | — | — |
| 2022 | $4,215 | — | — | — | — |