Plan Snapshot
- Plan Sponsor: Rumpke Consolidated Companies, INC.
- Sponsor EIN: 311247560
- Sponsor Address: 3990 GENERATION DRIVE, CINCINNATI, OH, 452512451
- Plan Type: 401(k)
- Total Participants: 3,628
- Total Assets: $173.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,628 | $173.3M | $5.7M | $16.4M |
| 2023 | 3,531 | $148.7M | $5.2M | $15.1M |
| 2022 | 3,331 | $119.5M | $4.1M | $13.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PENSION CORPORATION OF AMERICA | NONE | $403,298 | $512 | $403,810 |
| CHARLES SCHWAB TRUST BANK | NONE | $1,000 | $60,688 | $61,688 |
| PCA INVESTMENT ADVISORY SERVICES | NONE | $59,504 | — | $59,504 |
| DEAN DORTON ALLEN FORD PLLC | NONE | $18,200 | — | $18,200 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CHARLES SCHWAB TRUST BANK — NONE
- PCA INVESTMENT ADVISORY SERVICES — NONE
- DEAN DORTON ALLEN FORD PLLC — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $543,202
- Estimated Expense Ratio: 0.314% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $482,002 | $59,504 | — | $18,200 | — |
| 2023 | $419,532 | $59,568 | — | $17,300 | — |
| 2022 | $395,685 | $59,546 | $319,639 | — | $16,500 |