Plan Snapshot
- Plan Sponsor: Rubio'S Restaurant Group, LLC
- Sponsor EIN: 992131411
- Sponsor Address: 6021 INNOVATION WAY STE 210, CARLSBAD, CA, 920091787
- Plan Type: 401(k)
- Total Participants: 1,442
- Total Assets: $10.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,442 | $10.4M | $204,602 | $811,720 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERCER INVESTMENTS LLC | Other Service Provider | $2,726 | $10,340 | $13,066 |
| VOYA RETIREMENT ADVISORS, LLC | Other Service Provider | $8,792 | — | $8,792 |
| MERCER GLOBAL ADVISORS, INC | Other Service Provider | — | $7,371 | $7,371 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $29,229
- Estimated Expense Ratio: 0.282% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $17,634 | $11,670 | $5,364 | — | — |