Plan Snapshot
- Plan Sponsor: Rubicon Programs, INC.
- Sponsor EIN: 942301550
- Sponsor Address: 2500 BISSELL AVE., RICHMOND, CA, 94804
- Plan Type: 403(b)
- Total Participants: 113
- Total Assets: $8.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 113 | $8.6M | $68,241 | $523,040 |
| 2023 | 156 | $7.8M | $73,244 | $577,565 |
| 2022 | 193 | $6.0M | $73,662 | $529,394 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | RECORD KEEPER | $28,120 | — | $28,120 |
| CETERA INVESTMENT ADVISERS LLC | SERVICE PROVIDER | — | $12,572 | $12,572 |
| ARMANINO, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ARMANINO, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $40,692
- Estimated Expense Ratio: 0.471% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $28,120 | — | $27,720 | — | — |
| 2023 | $23,431 | — | $23,181 | — | — |
| 2022 | $23,284 | — | — | — | — |