Plan Snapshot
- Plan Sponsor: Rtr Financial Services INC
- Sponsor EIN: 134032618
- Sponsor Address: 2 TELEPORT DR STE 302, STATEN ISLAND, NY, 103111004
- Plan Type: 401(k)
- Total Participants: 216
- Total Assets: $8.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 216 | $8.4M | $154,019 | $797,087 |
| 2023 | 278 | $6.9M | $161,166 | $857,839 |
| 2022 | 217 | $4.8M | $124,792 | $725,813 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PKF OCONNOR DAVIES LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PKF OCONNOR DAVIES LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $57,601 | $29,868 | $26,873 | — | — |
| 2023 | $44,713 | $21,557 | $20,357 | — | — |
| 2022 | $31,209 | $4,132 | $27,077 | — | — |