Plan Snapshot
- Plan Sponsor: Roux Associates, INC.
- Sponsor EIN: 112579482
- Sponsor Address: 209 SHAFTER STREET, ISLANDIA, NY, 11749
- Plan Type: 401(k)
- Total Participants: 440
- Total Assets: $109.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 440 | $109.6M | $1.5M | $5.4M |
| 2023 | 425 | $92.9M | $1.6M | $4.7M |
| 2022 | 347 | $71.0M | $1.3M | $3.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GRASSI AND CO CPAS P C | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GRASSI AND CO CPAS P C — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $14,795 | $29,704 | $722 | — | — |
| 2023 | $9,641 | $26,335 | — | — | — |
| 2022 | $2,622 | $23,878 | — | — | — |